Legacy checklist

Essential Chain of Responsibility compliance checklist guide

Originally published 8 February 2026

A preserved checklist-style guide covering CoR verification points, evidence expectations, party responsibilities, primary duty, executive duty, and audit preparation.

This is a preserved legacy CoRGuard content page, rewritten for the current website and linked back into the new CoRGuard experience. It is general information only and is not legal or compliance advice.

What a CoR checklist should verify

A useful Chain of Responsibility checklist converts broad legal duties into practical verification steps. It should help a transport team confirm that risks are identified, controls are assigned, and evidence is available when a manager or auditor needs to review it.

  • Fatigue and driver diary checks
  • Mass, dimension, and loading controls
  • Vehicle maintenance and defect follow-up
  • Driver, worker, and contractor competency records
  • Document, policy, and acknowledgement evidence

Primary duty and executive duty

The old checklist content focused on both frontline controls and executive oversight. That distinction still matters: operational staff need clear tasks, while senior leaders need assurance that resources, systems, review processes, and escalation pathways exist.

Evidence is the point

A checklist only helps if it leads to records. Work diaries, inspection reports, service records, corrective actions, training certificates, policy acknowledgements, and audit notes should be easy to find and connect.